Senior Associate IT Internal Audit

Company: HumanEdge
Location: New York , New York, United States
Type: Full-time
Posted: 21.AUG.2018


We are currently looking to fill an opening we have as an Auditor for a financial services company in New York City. As the Auditor of this ...


We are currently looking to fill an opening we have as an Auditor for a financial services company in New York City. As the Auditor of this well-known firm, you will be assisting clients and executive team members with executing audit planning activities, as well as performing risk assessment. Must have three years experience to qualify for this position.
Perform risk assessment of business and technology operations.
Assist clients and executive team members in defining and executing the Audit planning activities (i.e. Organization Risk Assessment, Annual Audit Plan Development and Definition, Audit Plan Execution, Reporting), fieldwork, issue analysis, report writing, closeout and follow-up with little supervision.
Develop and execute test procedures to ensure that controls are operating as intended and provide an objective, independent, risk-based evaluation of the adequacy and effectiveness of the company's technology, operational and financial controls.
Develop data analytical testing methods and identify key data sources to perform data analytics/ use Computer Aided Audit Tools (CAATs) related to Internal Audit delivery.
Conduct post-audit follow-up to appraise adequacy of corrective action taken to improve deficiencies.
Draft audit report by clearly reporting audit observations and make recommendations that strengthen internal controls and mitigate risk.

Bachelor's degree required (Computer Science, MIS preferred).

Minimum of three years of relevant IT Audit and/or Risk, Controls and Compliance function experience.
Understanding of business processes related to various Financial Service sectors including Broker-Dealers, Investment Banking, Private Equity, Asset Management and Commercial Banking.
Understanding of technology impacts for relevant Financial Services regulatory requirements such as General Data Protection Regulation (GDPR), Anti Money Laundering (AML)/ Office of Foreign Assets Control (OFAC), SOX 404, BASEL, Dodd-Frank, Office of the Comptroller of the Currency (OCC) and other regulatory requirements.
Technical skills in Java, Python, C++, SQL, ProcMon, Autosys, etc.
Subject matter understanding of information technology risks and internal controls related to one or multiple subject matters (Ex: Cybersecurity, IT Security Management, Technology Operations, Data Availability, System Architecture and Design, Technology governance, IT vendor governance, End-User Computing and ERP Systems, Agile/DevOps Systems Development Lifecycle, Cloud Computing, Blockchain, Robotic Process Automation, Mobile/web-based applications).
Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future; travel as necessary.

Information Technology, Audit, Risk and Compliance related Certifications (i.e. CPA, CISSP, CISA, CISM, etc.) preferred, along with strong knowledge of internal auditing standards, ICOFR, COSO, COBIT and Information Security frameworks such as ITIL, NISTandFFIEC.

Company Description:

At HumanEdge, we create great hiring experiences for candidates and clients alike. We do it by applying our skills, energy, integrity and understanding of both individual needs and market forces to make the right match for all types of positions, including traditional contract assignments, career-changing direct searches, and freelance gigs. We know that you're more than a skill set and cluster of job experiences -- you're a whole person with big dreams and ambitions. When you work with us, you partner with a firm committed to helping drive your success with ongoing support, guidance, and tangible opportunities. For over 30 years we've helped candidates like you make the right move in a wide array of industries and variety of positions

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